0 Replies Latest reply on Jun 26, 2015 4:06 PM by leeannbird

    Financial services - How have you navigated FINRA rules around licensed employees?


      I've seen some threads from 2011 on this topic but without detailed discussion around strategies.  Would be much obliged to connect with others at financial services firms who have already/are currently navigating FINRA rules around licensed employees using Jive internally.